High Performance
Quantum Dot Excitonic Solar Cells
Limitations in the stock of fossil fuels, ever increasing energy
demand, and climatic changes have resulted in the search
of sustainable clean energy sources world wide. Photovoltaics
(PV), the science and technology of solar cells that provide
renewable and clean electricity, have developed significantly
over the past several decades. Solid-state p-n junction devices
profiting from the experience of the semiconductor industry
have dominated the field of solar cells so far. Presently
commercial solar cell modules (area typical 1 x 2 m2) of
efficiency ~ 17% and single cells (area ~1 cm2) of efficiency
up to 40 % (under high optical concentration) have been realized
from crystalline silicon and multijunction devices, respectively.
Solar cells that mimicking the natural solar energy conversion
process, known as dye-sensitized solar cells (DSC) or Graetzel
cells, are getting increased attention recently due to the
possibilities of cost-effectiveness Considerable efforts
were devoted in this area that brought the efficiency ~11%
in single cells of area ~ 1cm2. Efforts are already initiated
at the industry levels to commercialize the DSC.

The schematic diagram of a DSC and the various processes in
it is shown in Fig.1. A DSC consists of three functional parts
(Fig.1A); viz. a solar light harvester, usually a dye, which
converts an absorbed photon into an exciton; an electron acceptor
(electrode) that splits the exciton into electrons and holes
by the energy difference between the LUMO of the light harvester
and the conduction band of the electrode; and a red/ox mixture
that injects the electron back to the dye. Figure 1B shows
a typical interface problem and schematic exciton generation,
diffusion splitting, and electrical transport processes.
There are at least nine fundamental processes that can control
the energy conversion efficiency in an excitonic solar cell.
These are (i) photon absorption which is determined by the
wavelength window where the harvester absorbs, intensity of
solar radiation at that window, and absorption cross-section
of the dye (
);
(2) radiative recombination determined by the carrier life
time and the probability for radiative recombination
in the excited state (
);
(3) exciton diffusion and its diffusion length (
)
which controlled by the exciton diffusion
coefficient (
)
and exciton life time; (4) interfacial electron transfer and
its rate (
);
(5) interfacial charge recombination determined by the rate
at the interface (
);
and (6) the exciton relaxation (
)
through which the exciton lose its
energy due to relaxation; (7) electron transport through the
electrode with drift (
), (8) the phonon relaxation (
)
through which an electron lose its energy via thermalization,
(9) the red/ox potential of the electrolyte and rate of electron
transfer to the dye. Current status of DSC is such that ~11%
efficiency is achieved in laboratories and efforts are initiated
at the industrial levels to commercialize the product. Progress
in the conversion efficiencies of the excitonic solar cells
are still possible because of the large difference between
its thermodynamic limit and current status as well as potential
of new generation materials, known as quantum dots, to generate
many excitons from a single photon of sufficient intensity.
This is in principle feasible for “high energy” photons,
the application of such a concept to photons with energies
less than twice the band- gap energy will result in the reduction
of the device voltage and thus not in an increase of the power
output of the photovoltaic cells. Therefore, a compromise is
to be established between the best power output of the photovoltaic
cells and multi-exciton generation.
The thermodynamic limit of 31% could be shifted ~42% if dyes
are replaced by inorganic quantum dots due to a possibility
of generating multi-exciton from a single photon of sufficient
energy. A literature survey reveals that the best reported
cell employing quantum dots gave an energy conversion efficiency
~6%,7 which is much lower than the thermodynamic limit. We
propose to improve the efficiency up to 15% over a period of
five years by paying attention to two issues: (I) to achieve
multiple exciton generation with proper quantum dots and spectrum
and (II) enhancing the charge collection through new electrodes.
The charge collection could be increased by (i) functionalization
of the surface of quantum dots using appropriate ligands for
high (= 80%) incident-photon-to-electrical conversion (IPCE)
efficiencies and (ii) using appropriate choice of new materials
and architectures as electrodes. We believe that the five year
period for achieving 15% efficiency using quantum dots is realistic
because new approaches are proposed rather than simply replacing
a dye by a quantum dot. We propose to study systematically
the charge separation through appropriate ligands. Besides,
multi-exciton generation (MEG) and subsequent carrier multiplication
possibilities in quantum dots were not adequately addressed.
Efforts to attain high efficiency excitonic solar cells using
quantum dots with MEG possibility went in vein because requirement
of proper quantum dot is not identified, though considerable
progress has been made in understanding the fundamental properties
of quantum dots. Our proposal is based on realization of these
drawbacks; therefore, we strongly believe that the target could
be realized.
I. Efficient light harvesting through multi-excitons:
Inorganic semiconducting quantum dots are proposed for light
harvesters excitonic solar cells. We identify that the
quantum dots have three significant advantages over conventional
organic dyes: (i) being a crystal rather than a molecule,
high temporal stability could be expected; (ii) the absorption
spectrum of quantum dots is continuous from the onset of
the first excitonic peak to higher energy side which improves
the absorption wavelength range; (iii) carrier multiplication
from a single absorbed photon of sufficient energy, known
as multi-exciton generation (MEG), is possible. Quantum
dots
of CdSe or PbSe have been the main focus in excitonic solar
cells so far because of the easiness in their synthesis.
The CdSe and PbSe quantum dots have bandgaps 1.8–3.5
eV and 0.3 – 1.2 eV, respectively. The CdSe quantum
dots suffer from lower possibility of MEG (maximally ~2
excitons from a single photon of higher energy) whereas
for PbSe,
the absorption cross-section of these quantum dots of bandgap
energy 1.0 eV is very weak because of its smaller size
(~1.8 nm).10 If quantum dots (size ~5-15 nm) of first excitonic
transition energy (equivalent to its bandgap energy) ~1-2.5
eV with enhanced absorption cross-section is realized,
a
large spectrum of solar radiation could be captured and
converted into electrical energy with high conversion efficiencies.
A typical schematic of this concept is shown Fig. 2. Therefore,
the present proposal is to optimize quantum dots of II-VI,
III-V and IV semiconductors for photovoltaic applications.
Colloidal synthesis schemes using organo-metallic reagents
and proper coordination solvents will be used for synthesis
of quantum dots. A comprehensive investigation on nucleation
and growth of these quantum dots, their structural, surface
and chemical properties, dynamic distribution of concentration
and fluorescence within an ensemble, carrier life time
and
decay dynamics, absorption cross-section, and multi-exciton
generation and its mechanism will be undertaken. Experimental
tools for colloidal synthesis and characterization facilities
are accessible through the Nanoscience and Nanotechnology
Initiative of National University of Singapore (NUSNNI).
In addition to the experimental methods, first-principle
quantum mechanical calculations will also be employed to
deeply understand the structure and properties of quantum
dots. Advanced softwares and computers could also be accessed
through NUSNNI.

II. Enhancing the charge collection:
The excitons produced in the quantum dots diffuse to the
interface between the quantum dots and the electrodes where
they are
separated into electron and hole. Two detrimental aspects
are involved in the processes of charge collection, viz.
(i) choice
of proper ligand that links the quantum dots to the electrodes
and (ii) new electrodes and architectures.
(i) Tailored bonding of quantum dots with electrodes
for efficient charge transfer: The quantum
dots and the electrodes are inorganic
solids. Conventional solid state reaction to bond them together
lead to a new compound which is different from the parent
reactants; therefore, chemical methods are used for linking
functional
components in advanced materials technology programs. Appropriate
ligands should be used to link the quantum dots with the
electrodes (Fig.3). These linkers (i) should be of small
length for efficient
charge separation; (ii) are not supposed to shift the band
edges of the quantum dots or photo-electrodes when bonded
with either of them; (iii) should not quench the fluorescence
by
itself. Our preliminary investigation on the use of conventional
electrodes for CdSe quantum dots show that TiO2 and ZnO interact
strongly with quantum dots and enhance thermalization possibilities.
Proper choice of ligands will be identified systematically
by starting from small molecules featuring –COOH and/or –SH
groups, for example mercapto-acetic acid, and using them
to link the quantum dots and the electrodes. The quantum
dot conjugated
electrodes will be characterized in detail for structural
and/or functional stability, energy and/or charge transfer,
and IPCE
using experimental methods. Preliminary studies made by us
to understand whether the decay dynamics of CdSe quantum
dots are affected by the chemical environment using conventional
photoluminescence spectroscopy indicated that surface ligands
affect the fluorescence. However, nature of this dependence
of fluorescence on surface ligands, i.e, whether it is thermalization
or charge transfer, was not investigated in detail. The quantum
dot conjugated electrode system will also be modeled using
first-principle quantum mechanical methods to deeply understand
their structure and properties.

If one such simple system is found to be a poor choice from
the experimental and theoretical investigations, then longer
molecules of the same homologues series or alternate small
molecules with different functional groups such as succinic
acid with –COOH groups on both sides will be examined
to meet the target =80% IPCE.
(ii) Guided Electron Transport through New Electrodes: There
are numerous issues in the selection of a suitable electrode
for photovoltaics. Some of these issues
are (i) relative positions of conduction band energy of the electrode and
LUMO energy of the photon absorber, (ii) photo-corrosion
due to similarities in
the bandgaps of the electrode and the photon absorber, (iii) relative positions
of the conduction band energy of the electrode and redox potential of the
electrode, etc. The conventional TiO2 or ZnO electrodes in
the current excitonic solar
cells are meant for LUMOs of dyes that falls above their conduction band
edges (~ -4.2 eV with respect to vacuum). For the proposed
quantum dots of first
exciton energy ~1 eV, these electrodes might not be ideal and should be revisited
depending on the LUMO energies of the target quantum dots. Electrodes of
appropriate conduction band and bandgap energies will be
developed to fit into the exact
requirement for efficient charge separation and transfer. The charge transport
in conventional semiconducting electrodes is through hopping mechanism and
is very inefficient. The proposed idea here is to dope the semiconductors
electrodes using heavy metals such that quasi metallic electrical
conduction could be
expected, thereby improving the efficiency. This proposal also aims to develop
one-dimensional nanostructures as electrodes for channeled electron transport
such that grain boundary scattering could be minimized, thereby improving
the efficiency.
Electrospinning of a polymeric solution and subsequent drying,
calcination, and sintering offers large potential to produce
one-dimensional nanostructures
as well as to fabricate nanostructures on an industrial scale for energy
applications. We showed recently that by simply spraying electrospun nanorod
based electrodes
relatively larger area (=20 cm2) compared to the conventional laboratory
made (area ~0.2 cm2) DSC could be realized with a conversion efficiency of
~6%.12
Choice of electrolytes for a given set of quantum dots and electrodes will
be investigated to achieve the targets, i.e., ~15% overall cell efficiency
and = 80% IPCE.